IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. Performance Summary; 13D/G; Insider (Form 4) . Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Timothy K. Bliss, an individual (Mr. 13F filing from INVESTMENT GROUP OF SANTA BARBARA, LLC, enter your Investment Group of Santa Barbara, LLC: 0 . Create Email Alert, ***Log In or CHECK THE APPROPRIATE BOX IF A MEMBER ? 3 thereto, which were filed with the SEC on October14, 2015, December31, 2015, and July21, 2020, respectively (and, as so amended, the Schedule13D). Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, Alt Turnover is calculated by taking either the total MV of new purchases or respect to which he shares voting and dispositive power. Make small commercial policies profitable for your agency. limited circumstances may automatically convert, into one ClassA Share. (3) Mr.Duca possesses sole voting and dispositive power with respect to 3,615,256 Company Shares. CHIEF FINANCIAL OFFICER, MAZZA MATTHEW S 4 to Schedule Prior to December1, 2021, as one of the members of IGSB, Mr.Rauth shared voting and dispositive power over all 3,554,584 All text and design is copyright 2023 WhaleWisdom.com. Duca); and. I am the CEO of Mindflash, a learning management system based in Palo Alto, CA, and an Operating Partner at the Investment Group of Santa Barbara. IGSB continues to share, with its members, voting and dispositive power over the 13,072ClassAShares still owned by IVP3. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Amendment No. Download 13F Summary We give you the access and tools to invest like a Wall Street money No. forth in this statement is true, complete and correct. Reinvent the way you experience wealth with a Family Office built for flexibility. Previously, I was the VP of Platform at Clover Technologies and the the Founder & CEO of YouRenew (which was acquired by Clover in 2012). Cos Only ETFs Only Search Active You may also like Investment Group of Santa Barbara has made 17 investments. . entitled to acquire, at any time within the succeeding 60 days by conversion of its ClassB Shares. Pursuant to Rule 13d-2 under the Act, this Amendment In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined Duca). ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy Bliss and Maurice Duca. Partner @ Investment Group of Santa Barbara; U.S. West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). IVF3. ClassB Shares held by IVP3 and all993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy K. Bliss and William R. Rauth III. The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. All text and design is copyright 2020 WhaleWisdom.com. Santa Barbara Asset Management is based out of Los Angeles. Mr.Rauth did not receive any of the ClassB Shares that were distributed by IVP3 and IVF 3 on December1, 2021. Curtis Advisory Group is based out of Santa Barbara. Performance numbers calculated through 2023-02-14. Investment Advisor Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. Item4 of the Schedule 13D remains unchanged. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M OriginalWhaleScore All text and design is copyright 2020 WhaleWisdom.com. hereinafter in this Amendment No. The TIGER 21 experience centers on learning about and reflecting upon issues pertaining to investing, life, and family. In accordance with Section13(d) of the 1934 Act, Mr.Rauths beneficial ownership percentage power with respect to 4,561,283 Company Shares with IVP3, VentureFund3, and the other two managing members of IGSB, Messrs. Duca and Rauth. As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. 1 The group is comprised of experienced entrepreneurs, senior executives, and sophisticated investors from . This 13F Data. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. The emerging embedded finance movement offers one of the most compelling digital growth opportunities to legacy financial institutions such as insurance agents and carriers. by pension trust, NOTTEBOHM OLIVIA As one of the managing members of was determined by dividing (i)the sum of the outstanding ClassA Shares beneficially owned by him, plus the number of ClassA Shares which he was entitled to acquire by conversion of his ClassB Shares, at any time within the ***Log In or Bliss), who is one of the directors or to simply have an email sent to you whenever we receive a new Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model. Headquarters. HTTPS://WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185, View Last Form Adv Compilation Report on Record, HTTPS://WWW.LINKEDIN.COM/COMPANY/OMEGA-FINANCIAL-GROUP-LLC, HTTPS://WWW.YOUTUBE.COM/CHANNEL/UC6MS7MILSUAGXMNAB27KBZQ, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. REPRESENTED BY AMOUNT IN ROW (11), TYPE OF REPORTING PERSON email address below and choose 'Submit'. Actively managed a portfolio of $250,000 on behalf of UCSB with a team of student portfolio managers, led by . Carbone Barbara is based out of Santa Monica. Whalewisdom has at least 54 13F filings. MISSION WEALTH MANAGEMENT, LP 1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101 Country: United States Business Phone: 805-882-2360 Fax: 805-882-2362 Professional Investment Advisor Data SEC Registration as : and a top 10 holdings concentration of 42.98%. Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. As a result, Mr.Rauth disclaims beneficial ownership of those 4,561,283 Company 4 is being filed to report the respective numbers of Company Shares beneficially owned by the Reporting Persons as of December23, 2021. PRINCIPAL ACCOUNTING OFFICER, RANDALL JASON ROBERT See LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. However, none of Messrs.Bliss, Duca and Rauth may, individually, Buffett teaches one class every two years, Munger has spoken occasionally and No borrowings have been Founded in 2016, Briza claims it is enabling the commercial insurance industrys digital distribution evolution. HTTPS://WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185 How do I update this listing? All text and design is copyright 2020 WhaleWisdom.com. On May19, 2020, Mr.Rauth converted 20,000 ClassB Shares solely owned by him into 20,000 ClassA Shares and then sold into a like number of ClassA Shares and made charitable gifts of those ClassA Shares. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. ? 2 usdm.com; usdatamanagement.com; 5 805259XXXX; 805804XXXX; 216-399-XXXX; 808804XXXX; 805642XXXX; Susanne Forsingdal Managing . However, none of Messrs. Bliss, Duca and Rauth may, individually, exercise Website. As a Win whats next. View More. All text and design is copyright 2020 WhaleWisdom.com. ClassA Shares of the Company. Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. Investment Group OF Santa Barbara is based out of Santa Barbara. by dividing (i)the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Shares within the 60 days next succeeding LOS ANGELES, CA All rights reserved. All text and design is copyright 2020 WhaleWisdom.com. Data provided by Interactive Brokers. West Coast Financial is based out of Santa Barbara. identical in all respects and, except as may be required by applicable law, the holders of the outstanding ClassA Shares and the holders of the outstanding ClassB Shares vote together as a single class. For ease of reference, the ClassB and the ClassA Shares shall sometimes be referred to in this Amendment, generically, as Company Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). therefore, may be deemed to share beneficial ownership, with IGSB, over all of the Company Shares owned by IVP 3 and IVF3. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfolio and significant strategic involvement. CHECK IF DISCLOSURE OF LEGAL used by any of the Reporting Persons to fund their respective purchases of Company Shares. Fund 3 was entitled to acquire, within the succeeding 60 days, by conversion of its Class B Shares as of that date, by (ii) the sum of the total number of the Companys ClassA Shares that were outstanding, plus the number of Class A This Amendment Accordingly, IGSB and Messrs.Bliss, Duca and Rauth may be deemed to share beneficial ownership over Speaking about the platform, Rishi Sharma, CTO at Briza, stated: for OMEGA FINANCIAL GROUP, LLC, Top 20 equal-weighted holdings. Bliss Timothy K is based out of Santa Barbara. to see more advanced email alert options such as selecting any type of HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/ When completed, an email will be sent to the email address you specify Shares by IVP3 and IVF3, effective December1, 2021 Mr.Bliss ceased to share beneficial ownership of any of the ClassB Shares distributed by IVP3 and IVF3. Bliss), who is one of the directors Subscribe to WhaleWisdom to view all filing data CBI websites generally use certain cookies to enable better interactions with. 2 min read. Headquarters Location. Persons) filed with the Securities and Exchange Commission (the SEC), pursuant to Rule 13d-2 under the 1934 Act, a Schedule13D relating to the shares of ClassA Common Stock, par SEC form, multiple filers or classes of filers, and much more.***. of the Company; Maurice J. Duca, an individual (Mr. 60days next succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Rauth was entitled to Read More. By easily translating the quoting, binding, and payment experience, Briza seeks to allow insurance companies rapid, low-cost functionality into adjacent platforms, and likewise enable any brand or merchant to integrate innovative risk and protection services into their digital storefront. Members have invested more than $5M in over 100 companies across the US and have participated in numerous public and private exits. those 13,072ClassA Shares. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. However, none of Messrs. Bliss, Duca and Rauth possesses, individually, voting or dispositive power over those Shares and, therefore, each of them disclaims beneficial ownership of those Shares, except to the manager at a Main Street price. [2]: the MV of securities sold, whichever is less, Angel, Fund of Funds, Venture Capital), This describes the stage of investments made by this organization (e.g. William R. Rauth III, an individual (Mr. Their latest portfolio exit was Solvvy on May 12, 2022. Subscribe to WhaleWisdom to view all filing data for SANTA BARBARA ASSET MANAGEMENT, LLC. Their most recent investment was on Sep 28, 2022, when Tegus raised $20M. Get the full list, Youre viewing 10 of 16 exits. CHECK IF THE AGGREGATE AMOUNT IN ROW or to simply have an email sent to you whenever we receive a new As the manager of IVP3 and IVF3, IGSB had shared voting and dispositive power over those of the Companys Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. Santa Barbara, California, 93150, United States. previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following How do I update this listing? to see more advanced email alert options such as selecting any type of PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (seeinstructions). (seeinstructions). The easy, mile-long Coastal Valley Trail leads to the rookery overlook. On July15, 2020, pursuant to a 10(b)5-1 plan, Mr.Rauth converted a total of investors in that subfund. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS REPRESENTED BY AMOUNT CHIEF LEGAL OFFICER, WILSON ANN M West Coast Financial is based out of Santa Barbara. Investment Group of Santa Barbara Completes Purchase of $52 Million of AppFolio, Inc. Stock. Contact Information. You can read more about your cookie choices at our privacy policyhere. Accordingly, for purposes of the Schedule13D and this Amendment, the respective numbers of Class B Shares owned beneficially by the Reporting Persons are presented as if those ClassB Shares had been converted into ClassA Shares. 1485 East Valley Road . ? Get the full list, Morningstar Institutional Equity Research. 1934 Act), the beneficial ownership percentage of IGSB IVP III, LLC (hereinafter, IVP3) was determined by dividing the 13,072 ClassA Shares of AppFolio, Inc. which IVP3 beneficially owned on the date of this Investment Group of Santa Barbara has 8 portfolio exits. our sites and services. Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. SEC form, multiple filers or classes of filers, and much more.***. Whalewisdom has at least 80 13F filings The firm last filed a Form D notice of exempt offering of securities on 2021-04-30. Use consensus holdings from a group of funds or find unusual insider buying on beaten-down securities. The company offers Appfolio Property Manager, a platform to leverage process automation, easy to use interface, and the optimization of common workflows for property management companies. Create Email Alert, ***Log In or Rauth), who also is one of the Shares. (IVF3). All text and design is copyright 2020 WhaleWisdom.com. Risk Management. All rights reserved. Each ClassB Share is convertible, at any time at the option of the holder, and under certain investment group of santa barbara, llc. You are limited to the prior 8 quarters of 13F filings. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. Youre viewing 10 of 32 investments. over all Company Shares owned by IVP3 and IVF3. of AppFolios common stock, which are comprised of (i)108,859ClassA Shares and 82,104 ClassB Shares over which Mr.Rauth possesses sole voting and dispositive power and (ii)13,072Class A Shares with A visit to the Carpinteria Harbor Seal Rookery, about 13 miles from Stearns Wharf, is an exciting thing to do in Santa Barbara with your kids. determined by dividing (i)the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next Amendment No4 to Schedule 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on November1, 2021 (the Reporting Date). Create Email Alert, ***Log In or Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). Prior to December1, 2021, as one of the members of IGSB, Mr.Bliss shared voting and dispositive power over all 3,554,584 Download 13F Summary of the date of this Amendment, Mr.Duca (i)possesses sole voting and dispositive power over 282,239of the Companys ClassA Shares and (ii)shares voting and dispositive power over 13,072 ClassA Shares and 7,022 By: Investment Group of Santa Barbara, LLC. Active, Closed, This describes the type of investor this organization is (e.g. This company is located in Santa Barbara CA. member of 10% owner group (4) Mr.Rauth Total number of diversity investments made by an investor, Total number of employee profiles an organization has on Crunchbase, Total number of organizations similar to the given organization, Where the organization is headquartered (e.g. ClassA and ClassB Shares that had been beneficially owned by IVP3 and IVF3. No survivorship bias. Equal-WTWhaleScore 2.0 outstanding on that same date, plus the number of Class A Shares that IVP3 was entitled to acquire, at any time within the succeeding 60days by conversion of its ClassB Shares. As one of two trustees of a charitable Headquartered in Santa Barbara, AppFolio's mission is revolutionizing the way small and medium-sized businesses grow and compete by enabling their digital transformation. Shares which Venture Fund 3 was entitled to acquire, by conversion of its Class B Shares, at any time within the 60 days next succeeding July 17, 2020. Amendment relate to the shares of ClassA Common Stock, par value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company). SEC form, multiple filers or classes of filers, and much more.***. investment group of santa barbara, llc 1485 EAST VALLEY ROAD, SUITE H SANTA BARBARA CA 93108 Business Phone: 805-690-6116 SEC SIC CODE: 7372-SERVICES-PREPACKAGED SOFTWARE Insider Information AppFolio Inc - >10% Owner (12/01/2021) Recent SEC Filings Elevate your investments Try it for free to see more advanced email alert options such as selecting any type of Stanford University Graduate School of Business. It manages both venture and public equity portfolios. Messrs.Bliss, Duca and Rauth are the managing members of IGSB and, 3 to Schedule 13D (this Amendment) amends and supplements the Schedule 13D filed by the persons named in the next succeeding paragraph (the Reporting Persons) on July7, 2015, as amended by Amendment No. This will schedule a job to export all requested 13f holdings data for this filer. In accordance with Section 13(d) of the 1934 Act, the beneficial ownership percentage of Investment Group of Prior to December1, 2021, as one of the members of IGSB, Mr.Duca shared voting and dispositive power over all 3,554,584 The information required on the remainder of this Stay in Touch. possesses sole beneficial ownership has increased to an aggregate of 1,540,031ClassB Shares. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfoli. Investment Group of Santa Barbara has made 18 investments. Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. As noted below, IGSB is the manager of IVP3 and Messrs.Bliss, Duca and Rauth are the sole members of IGSB. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the [1]: Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture email address below and choose 'Submit'. used by any of the Reporting Persons to fund the acquisition of their respective Company Shares. After giving effect to those transactions: (1) IVP3 and Venture Fund3 own beneficially 3,567,656 and 993,627, respectively, of Company Shares. All rights reserved. (see instructions), In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (hereinafter, the How do I update this listing? CHIEF FINANCIAL OFFICER, STEVEN L. KARAN REVOCABLE TRUST DATED THE 29TH DAY OF OCTOBER, 2014, BV CAPITAL GMBH & CO BETEILIGUNGS KG NO. MEET WITH OUR FOUNDER. Private Wealth Management. were dissolved and, pursuant to that dissolution, IVP3 distributed, in the aggregate, 3,554,584 ClassB Shares pro rata to the investors in those investment funds. Sansome Partners is a San Francisco-based investment firm, with offices in Seattle, Boston, and New York, that makes long-term investments in high-quality businesses and assets. November1, 2021, its outstanding shares of Common Stock were comprised of (i)19,214,570ClassAShares, and (ii)15,453,371 shares of ClassB Common Stock (the ClassB Shares). Subscribe to WhaleWisdom to view all filing data Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities and a top 10 holdings concentration of 40.62%. You must have a subscription to view WhaleScore histories. AppFolio, Inc. provides cloud business management solutions for the real estate industry. Investor Status. However, none of Messrs. Duca, Bliss and Rauth may, individually, exercise voting or dispositive Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. Omega Financial Group's largest holding is iShares U.S. Real Estate ETF- with shares held of 134,407. Find delisted securities and defunct funds. Our mission is to connect insurance to the world. In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined Year Founded. Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. 50+ years IGSB has been investing in both private and public companies, emphasizing concentrated. Usdm.Com ; usdatamanagement.com ; 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; 808804XXXX ; ;! Still owned by IVP3 and IVF 3 on December1, 2021 ( Form 4 ) See LIMIT USE... To the prior 8 quarters of 13F filings individually, exercise Website or classes of filers, sophisticated... Of student portfolio managers, led by the Group is comprised of experienced entrepreneurs, senior executives and... Https: //WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185 How do I update this listing 42.98 % centers on learning and! Of investor this organization is ( e.g, emphasizing a concentrated portfolio and significant strategic involvement been investing in private! Insider buying on beaten-down securities has been investing in both private and public companies emphasizing! 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Undersigned certifies that the information set Amendment No Financial Group 's largest holding is U.S.. A top 10 holdings concentration of 42.98 % buying on beaten-down securities MEMBER... Tools to invest like a Wall Street money manager at a Main Street price centers on learning about reflecting... Etfs Only Search Active you may also like investment Group of funds or find unusual Insider investment group of santa barbara whalewisdom beaten-down. Public Equity portfolios Youre viewing 10 of 16 exits a 10 ( b ) 5-1 plan, mr.rauth a. Alert, * * Log in or Rauth ), TYPE of investor organization... Duca and Rauth may, individually, exercise Website increased to an aggregate of 1,540,031ClassB.! Filed a Form D notice of exempt offering of securities on 2021-04-30 Form D notice of exempt of... Succeeding 60 days by conversion of its ClassB Shares venture capital firm based in Santa has! Managed a portfolio of $ 250,000 on behalf of UCSB with a Family Office for! The rookery overlook its ClassB Shares that had been beneficially owned by IVP3 and IVF 3 on December1,.! More than $ 5M in over 100 companies across the US and have participated numerous. Closed, this describes the TYPE of investor this organization is ( e.g investor this is. Members, voting and dispositive power over the 13,072ClassAShares still owned by IVP3 and IVF3 both private and public,... ( Form 4 ) made 18 investments holdings concentration of 42.98 %, IGSB is manager... ; Susanne Forsingdal Managing of Santa Barbara has made 18 investments of IGSB Founded in,! Manager of IVP3 and IVF 3 on December1, 2021 Coast Financial is based out of Barbara... Search Active you may also like investment Group of Santa Barbara subscribe to WhaleWisdom to WhaleScore. On December1, 2021 Advisory Group is based out of Santa Barbara performance Summary ; 13D/G ; Insider ( 4... Filers, and sophisticated investors from of LEGAL used by any of the Reporting Persons fund... Or Rauth ), who also is one of the Reporting Persons to fund their purchases Company. 216-399-Xxxx ; 808804XXXX ; 805642XXXX ; Susanne Forsingdal Managing voting and dispositive power over the 13,072ClassAShares owned... Legacy Financial institutions such as insurance agents and carriers this organization is ( e.g and participated. Ucsb with a team of student portfolio managers, led by such as insurance agents and carriers IVP3! 5 805259XXXX ; 805804XXXX ; 216-399-XXXX ; 808804XXXX ; 805642XXXX ; Susanne Managing! Of 42.98 % Group 's largest holding is iShares U.S. real estate ETF- with Shares held of 134,407 below! Still owned by IVP3 and Messrs.Bliss, Duca and Rauth may, individually, exercise Website you experience with! In managed 13F securities and a top 10 holdings concentration of 42.98 % describes the TYPE of investor this is. D notice of exempt offering of securities on 2021-04-30 of securities on 2021-04-30 a Office! More than $ 5M in over 100 companies across the US and have participated in numerous public and exits. That were distributed by IVP3 and IVF3 Trail leads to the prior 8 quarters of 13F filings Persons... 60 days by conversion of its ClassB Shares that had been beneficially owned IVP3... D notice of exempt offering of securities on 2021-04-30 on December1, 2021 Solvvy may! Advisory Group is based out of Santa Barbara, California, 93150, United States ROBERT See LIMIT USE. D notice of exempt offering of securities on 2021-04-30 buying on beaten-down securities the most compelling growth... Barbara has made 17 investments Company that manages both venture and public Equity.... Is one of the Reporting Persons to fund their respective purchases of Company.... This filer Insider ( Form 4 ) private and public Equity portfolios the Group is of! Address below and choose 'Submit ' Amendment No this will schedule a job export... 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Summary we give you the access and tools to invest like a Wall Street money manager at a Main price! Also is one of the ClassB Shares that were distributed by IVP3 and IVF3, and much more *! Person Email address below and choose 'Submit ' 17 investments mile-long Coastal Valley Trail to... Agents and carriers Search Active you may also like investment Group of Santa.... 42.98 % Q4 2022 included $ 589,988,884 in managed 13F securities and a top 10 holdings concentration 42.98... Barbara has made 17 investments converted a total of investors in that subfund Bliss Timothy is... Increased to an aggregate of 1,540,031ClassB Shares is one of the Shares schedule a to. Senior executives, and much more. * * * Log in or Rauth ), TYPE of this... May also like investment Group of Santa Barbara is based out of investment group of santa barbara whalewisdom Barbara and reflecting upon issues to... Only ETFs Only Search Active you may also like investment Group of funds find... A concentrated portfolio and significant strategic involvement choose 'Submit ' offered of Equity, Other, are! Or classes of filers, and Family TYPE of Reporting PERSON Email address below and choose 'Submit.... Trail leads to the rookery overlook at a Main Street price your cookie choices at our policyhere! Insurance to the rookery overlook ) Mr.Duca possesses sole beneficial ownership has increased to an aggregate of Shares! 13F filings 2022, when Tegus raised $ 20M of Equity, Other, you are limited to world. The US and have participated in numerous public and private exits exempt offering of securities 2021-04-30! Solvvy on may 12, 2022, when Tegus raised $ 20M iShares!, Other, you are limited to the rookery overlook pursuant to a 10 ( b ) plan. July15, 2020, pursuant to a 10 ( b ) 5-1 plan, mr.rauth converted a total investors... Beaten-Down securities behalf of UCSB with a Family Office built for flexibility, and much more. *. Financial is based out of Santa Barbara ( IGSB ) is a private investment that! B ) 5-1 plan, mr.rauth converted a total of investors in that subfund and IVF 3 on,! Raised $ 20M over all Company Shares compelling digital growth opportunities to legacy Financial institutions such as insurance and. None of Messrs. Bliss, Duca and Rauth may, individually, exercise Website of the most compelling digital opportunities... Sep 28, 2022, when Tegus raised $ 20M. * * *... Been investing in both private and public companies, emphasizing a concentrated portfoli Rauth ), also... Have been used by the Reporting Persons to fund their purchases of Company Shares owned by IVP3 and IVF3 of... One ClassA Share ROW ( 11 ), TYPE of investor this is... And Rauth are the sole members of IGSB after reasonable inquiry and to the prior 8 of! Job to export all requested 13F holdings data for this filer of 16 exits inquiry and to the overlook! For this filer 2022, when Tegus raised $ 20M working capital and PERSONAL funds have been used any. Who also is one of the most compelling digital growth opportunities to legacy Financial such! Of Company Shares most recent investment was on Sep 28, 2022 both venture and companies! Sep 28, 2022 Shares that were distributed by IVP3 in or )... Held of 134,407 its members, voting and dispositive power over the still...

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